Savara Inc.

SVRA

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Venrock Healthcare Capital Partners III, L.P. DELAWARE 20881288 20881288 20881288 0 20881288 9.9 % 17/02/2026
TCG Crossover GP I, LLC DELAWARE 12362205 12362205 12362205 0 12362205 6.1 % 17/02/2026
Frazier Life Sciences Public Fund, L.P. DELAWARE 8343048 8343048 8343048 0 8343048 4.1 % 13/02/2026
Nantahala Capital Management, LLC MASSACHUSETTS 7344783 7344783 7344783 0 7344783 3.61 % 13/02/2026
Farallon Capital Partners, L.P. CALIFORNIA 2488500 2488500 2488500 0 2488500 1.2 % 05/02/2026
BlackRock, Inc. DELAWARE 0 0 0 0 10957322 5.4 % 21/01/2026
Venrock Healthcare Capital Partners III, L.P. DELAWARE 12681043 12681043 12681043 0 12681043 7.3 % 14/11/2025
Nantahala Capital Management, LLC MASSACHUSETTS 8775375 8775375 8775375 0 8775375 5.08 % 14/11/2025
Mohamad H. Makhzoumi UNITED STATES 0 24471264 0 24471264 24471264 12 % 14/11/2025
NEA 17 GP, LLC DE 0 24471264 0 24471264 24471264 12 % 14/11/2025
Forest Baskett UNITED STATES 0 24471264 0 24471264 24471264 12 % 14/11/2025
Ali Behbahani UNITED STATES 0 24471264 0 24471264 24471264 12 % 14/11/2025
Carmen Chang UNITED STATES 0 24471264 0 24471264 24471264 12 % 14/11/2025
Rick Yang UNITED STATES 0 24471264 0 24471264 24471264 12 % 14/11/2025
Paul Walker UNITED STATES 0 24471264 0 24471264 24471264 12 % 14/11/2025
Scott D. Sandell UNITED STATES 0 24471264 0 24471264 24471264 12 % 14/11/2025
Edward T. Mathers UNITED STATES 0 24471264 0 24471264 24471264 12 % 14/11/2025
Growth Equity Opportunities 17, LLC DE 0 24471264 0 24471264 24471264 12 % 14/11/2025
New Enterprise Associates 17, L.P. DE 0 24471264 0 24471264 24471264 12 % 14/11/2025
NEA Partners 17, L.P. DE 0 24471264 0 24471264 24471264 12 % 14/11/2025
Anthony A. Florence, Jr. UNITED STATES 0 24471264 0 24471264 24471264 12 % 14/11/2025
Vestal Point Capital, LP DELAWARE 4015000 4015000 4015000 0 4015000 2.3 % 14/11/2025
Deerfield Mgmt, L.P. DELAWARE 13569000 13569000 13569000 0 13569000 6.74 % 05/11/2025
BlackRock, Inc. DELAWARE 0 0 0 0 8314875 4.8 % 17/10/2025
Frazier Life Sciences Public Fund, L.P. DELAWARE 6745296 6745296 6745296 0 6745296 3.9 % 14/08/2025
Venrock Healthcare Capital Partners III, L.P. DELAWARE 9021507 9021507 9021507 0 9021507 5.2 % 08/07/2025
Frazier Life Sciences Public Fund, L.P. DELAWARE 6745296 6745296 6745296 0 6745296 3.9 % 15/05/2025
Bain Capital Life Sciences Fund II, L.P. E9 0 17600621 0 17600621 17600621 9.99 % 27/03/2025
BCLS II Investco, LP DE 0 17600621 0 17600621 17600621 9.99 % 27/03/2025
BCIP Life Sciences Associates, LP DE 0 17600621 0 17600621 17600621 9.99 % 27/03/2025
Vestal Point Capital, LP DELAWARE 10775000 10775000 10775000 0 10775000 6.3 % 14/02/2025
Farallon Capital Partners, L.P. CALIFORNIA 3159721 3159721 3159721 0 3159721 1.8 % 11/02/2025
Wellington Management Group LLP MASSACHUSETTS 5481654 5481654 5481654 0 5481654 3.2 % 10/02/2025
Albert Cha Delaware 0 7041586 0 7041586 7041586 4.1 % 27/11/2024
FHMLS XI, L.P. Delaware 0 1369258 0 1369258 1369258 0.8 % 27/11/2024
Frazier Life Sciences XI, L.P. Delaware 0 1369258 0 1369258 1369258 0.8 % 27/11/2024
FHMLS X, L.L.C. Delaware 0 249535 0 249535 249535 0.1 % 27/11/2024
FHMLSP Overage, L.L.C. Delaware 0 2298544 0 2298544 2298544 1.3 % 27/11/2024
Patrick J. Heron Delaware 0 8660379 0 8660379 8660379 5 % 27/11/2024
Frazier Life Sciences Public Fund, L.P. Delaware 0 4743042 0 4743042 4743042 2.8 % 27/11/2024
FHMLSP, L.P. Delaware 0 4743042 0 4743042 4743042 2.8 % 27/11/2024
FHMLSP, L.L.C. Delaware 0 4743042 0 4743042 4743042 2.8 % 27/11/2024
Frazier Life Sciences Public Overage Fund, L.P. Delaware 0 2298544 0 2298544 2298544 1.3 % 27/11/2024
FHMLSP Overage, L.P. Delaware 0 2298544 0 2298544 2298544 1.3 % 27/11/2024
Frazier Life Sciences X, L.P. Delaware 0 249535 0 249535 249535 0.1 % 27/11/2024
FHMLS X, L.P. Delaware 0 249535 0 249535 249535 0.1 % 27/11/2024
FHMLS XI, L.L.C. Delaware 0 1369258 0 1369258 1369258 0.8 % 27/11/2024
James N. Topper Delaware 0 8660379 0 8660379 8660379 5 % 27/11/2024
James Brush Delaware 0 7041586 0 7041586 7041586 4.1 % 27/11/2024
Daniel Estes Delaware 0 1369258 0 1369258 1369258 0.8 % 27/11/2024
(1) BlackRock, Inc. Delaware 0 0 9399087 0 9399087 5.7 % 08/11/2024
Wellington Management Company LLP Massachusetts 0 7350685 0 0 8413122 5.11 % 08/11/2024
Wellington Management Group LLP Massachusetts 0 7350685 0 0 8624012 5.24 % 08/11/2024
Wellington Group Holdings LLP Massachusetts 0 7350685 0 0 8624012 5.24 % 08/11/2024
Wellington Investment Advisors Holdings LLP Massachusetts 0 7350685 0 0 8624012 5.24 % 08/11/2024
(1) BlackRock, Inc. Delaware 0 0 9399087 0 9399087 5.7 % 24/10/2024
(1) BlackRock, Inc. Delaware 7121108 0 7261530 0 7261530 5.4 % 31/01/2024
TCG Crossover GP I, LLC United States America 0 10000000 0 10000000 10000000 7.4 % 25/07/2023
TCG Crossover Fund I, L.P. United States America 0 10000000 0 10000000 10000000 7.4 % 25/07/2023
Chen Yu United States America 0 10000000 0 10000000 10000000 7.4 % 25/07/2023
Venrock Healthcare Capital Partners EG, L.P. Delaware 0 6187282 0 6187282 6187282 5.4 % 14/11/2022
VHCP Co-Investment Holdings III, LLC Delaware 0 6187282 0 0 6187282 5.4 % 14/11/2022
VHCP Co-Investment Holdings III, LLC Delaware 0 6187282 0 0 6187282 5.4 % 14/11/2022
VHCP Management III, LLC Delaware 0 6187282 0 6187282 6187282 5.4 % 14/11/2022
VHCP Co-Investment Holdings II, LLC Delaware 0 6187282 0 0 6187282 5.4 % 14/11/2022
Shah, Nimish Delaware 0 6187282 0 0 6187282 5.4 % 14/11/2022
VHCP Management EG, LLC Delaware 0 6187282 0 6187282 6187282 5.4 % 14/11/2022
VHCP Management II, LLC Delaware 0 6187282 0 6187282 6187282 5.4 % 14/11/2022
VHCP Management III, LLC Delaware 0 6187282 0 6187282 6187282 5.4 % 14/11/2022
VHCP Management EG, LLC Delaware 0 6187282 0 6187282 6187282 5.4 % 14/11/2022
Venrock Healthcare Capital Partners EG, L.P. Delaware 0 6187282 0 6187282 6187282 5.4 % 14/11/2022
Venrock Healthcare Capital Partners III, L.P. Delaware 0 6187282 0 0 6187282 5.4 % 14/11/2022
VHCP Management II, LLC Delaware 0 6187282 0 6187282 6187282 5.4 % 14/11/2022
VHCP Co-Investment Holdings II, LLC Delaware 0 6187282 0 0 6187282 5.4 % 14/11/2022
Venrock Healthcare Capital Partners II, L.P. Delaware 0 6187282 0 0 6187282 5.4 % 14/11/2022
Venrock Healthcare Capital Partners II, L.P. Delaware 0 6187282 0 0 6187282 5.4 % 14/11/2022
Koh, Bong Delaware 0 6187282 0 0 6187282 5.4 % 14/11/2022
Koh, Bong Delaware 0 6187282 0 0 6187282 5.4 % 14/11/2022
Shah, Nimish Delaware 0 6187282 0 0 6187282 5.4 % 14/11/2022
Venrock Healthcare Capital Partners III, L.P. Delaware 0 6187282 0 0 6187282 5.4 % 14/11/2022
CDK Associates, L.L.C. Delaware 0 6482759 0 6482759 6482759 5.7 % 14/02/2022
Bruce S. Kovner Delaware 0 6896551 0 6896551 6896551 6.1 % 14/02/2022
Caxton Corporation Delaware 0 6896551 0 6896551 6896551 6.1 % 14/02/2022
EcoR1 Capital Fund Qualified, L.P. Delaware 0 2573254 0 2573254 2573254 11 % 14/02/2022
EcoR1 Capital, LLC Delaware 0 3040540 0 3040540 3040540 11 % 14/02/2022
Oleg Nodelman Delaware 0 3040540 0 3040540 3040540 11 % 14/02/2022
Robert Atchinson United States 0 6864551 0 0 6864551 6.03 % 10/02/2022
Adage Capital Advisors, L.L.C. Delaware 0 6864551 0 0 6864551 6.03 % 10/02/2022
Adage Capital Partners, L.P. Delaware 0 6864551 0 0 6864551 6.03 % 10/02/2022
Adage Capital Partners GP, L.L.C. Delaware 0 6864551 0 0 6864551 6.03 % 10/02/2022
Phillip Gross United States 0 6864551 0 0 6864551 6.03 % 10/02/2022
Varun N. Gehani 0 11775632 0 0 11775632 9.99 % 08/02/2022
Four Crossings Institutional Partners V, L.P. 0 399696 0 0 399696 0.4 % 08/02/2022
Farallon Capital F5 Master I, L.P. 0 785745 0 0 785745 0.7 % 08/02/2022
Richard B. Fried 0 11775632 0 0 11775632 9.99 % 08/02/2022
Michael G. Linn 0 11775632 0 0 11775632 9.99 % 08/02/2022
William Seybold 0 11775632 0 0 11775632 9.99 % 08/02/2022
Andrew J. M. Spokes 0 11775632 0 0 11775632 9.99 % 08/02/2022
John R. Warren 0 11775632 0 0 11775632 9.99 % 08/02/2022
Mark C. Wehrly 0 11775632 0 0 11775632 9.99 % 08/02/2022
Richard B. Fried 0 11775632 0 0 11775632 9.99 % 08/02/2022
Thomas G. Roberts, Jr. 0 11775632 0 0 11775632 9.99 % 08/02/2022
Rajiv A. Patel 0 11775632 0 0 11775632 9.99 % 08/02/2022
Nicolas Giauque 0 11775632 0 0 11775632 9.99 % 08/02/2022
Varun N. Gehani 0 11775632 0 0 11775632 9.99 % 08/02/2022
Farallon Partners, L.L.C. 0 10989887 0 0 10989887 9.3 % 08/02/2022
Farallon Capital Offshore Investors II, L.P. 0 4902171 0 0 4902171 4.2 % 08/02/2022
Farallon Capital Institutional Partners III, L.P. 0 301449 0 0 301449 0.3 % 08/02/2022
Farallon Capital Partners, L.P. 0 2031477 0 0 2031477 1.8 % 08/02/2022
Farallon F5 (GP), L.L.C. 0 785745 0 0 785745 0.7 % 08/02/2022
Philip D. Dreyfuss 0 11775632 0 0 11775632 9.99 % 08/02/2022
Nicolas Giauque 0 11775632 0 0 11775632 9.99 % 08/02/2022
Farallon Capital Institutional Partners, L.P. 0 2635004 0 0 2635004 2.3 % 08/02/2022
Farallon Capital Institutional Partners II, L.P. 0 514525 0 0 514525 0.5 % 08/02/2022
Farallon Capital (AM) Investors, L.P. 0 205567 0 0 205567 0.2 % 08/02/2022
Farallon Institutional (GP) V, L.L.C. 0 399696 0 0 399696 0.4 % 08/02/2022
Farallon F5 (GP), L.L.C. 0 785745 0 0 785745 0.7 % 08/02/2022
Philip D. Dreyfuss 0 11775632 0 0 11775632 9.99 % 08/02/2022
Michael B. Fisch 0 11775632 0 0 11775632 9.99 % 08/02/2022
David T. Kim 0 11775632 0 0 11775632 9.99 % 08/02/2022
Farallon Capital Institutional Partners, L.P. 0 2635004 0 0 2635004 2.3 % 08/02/2022
Farallon Capital Institutional Partners II, L.P. 0 514525 0 0 514525 0.5 % 08/02/2022
Farallon Capital Institutional Partners III, L.P. 0 301449 0 0 301449 0.3 % 08/02/2022
Four Crossings Institutional Partners V, L.P. 0 399696 0 0 399696 0.4 % 08/02/2022
Farallon Capital Offshore Investors II, L.P. 0 4902171 0 0 4902171 4.2 % 08/02/2022
Farallon Capital (AM) Investors, L.P. 0 205567 0 0 205567 0.2 % 08/02/2022
Farallon Capital Partners, L.P. 0 2031477 0 0 2031477 1.8 % 08/02/2022
Farallon Capital F5 Master I, L.P. 0 785745 0 0 785745 0.7 % 08/02/2022
David T. Kim 0 11775632 0 0 11775632 9.99 % 08/02/2022
Michael G. Linn 0 11775632 0 0 11775632 9.99 % 08/02/2022
Mark C. Wehrly 0 11775632 0 0 11775632 9.99 % 08/02/2022
John R. Warren 0 11775632 0 0 11775632 9.99 % 08/02/2022
Andrew J. M. Spokes 0 11775632 0 0 11775632 9.99 % 08/02/2022
William Seybold 0 11775632 0 0 11775632 9.99 % 08/02/2022
Farallon Partners, L.L.C. 0 10989887 0 0 10989887 9.3 % 08/02/2022
Thomas G. Roberts, Jr. 0 11775632 0 0 11775632 9.99 % 08/02/2022
Rajiv A. Patel 0 11775632 0 0 11775632 9.99 % 08/02/2022
Farallon Institutional (GP) V, L.L.C. 0 399696 0 0 399696 0.4 % 08/02/2022
Michael B. Fisch 0 11775632 0 0 11775632 9.99 % 08/02/2022
(1) BlackRock, Inc. Delaware 3038563 0 3128980 0 3128980 2.8 % 09/04/2021
Edward T. Mathers States 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
New Enterprise Associates 17, L.P. Delaware Limited Partnership 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Forest Baskett States 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Ali Behbahani States 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Rick Yang States citizen 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Growth Equity Opportunities 17, LLC Delaware Limited Liability Company 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Paul Walker States 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Peter W. Sonsini States 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Anthony A. Florence, Jr. States 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
NEA Partners 17, L.P. Delaware Limited Partnership 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Scott D. Sandell States 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
NEA 17 GP, LLC Delaware Limited Liability Company 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Joshua Makower States 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Liza Landsman States 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Mohamad H. Makhzoumi States 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Carmen Chang States 0 24137931 0 24137931 24137931 24.2 % 25/03/2021
Adage Capital Partners GP, L.L.C. Delaware 0 7296551 0 0 7296551 6.53 % 25/03/2021
Adage Capital Partners, L.P. Delaware 0 7296551 0 0 7296551 6.53 % 25/03/2021
Robert Atchinson Delaware 0 7296551 0 0 7296551 6.53 % 25/03/2021
Phillip Gross Delaware 0 7296551 0 0 7296551 6.53 % 25/03/2021
Adage Capital Advisors, L.L.C. Delaware 0 7296551 0 0 7296551 6.53 % 25/03/2021
CDK Associates, L.L.C. Delaware 0 6482758 0 6482758 6482758 5.8 % 19/03/2021
Bruce S. Kovner Delaware 0 6896551 0 6896551 6896551 6.2 % 19/03/2021
Caxton Corporation Delaware 0 6896551 0 6896551 6896551 6.2 % 19/03/2021
EcoR1 Capital, LLC Delaware 0 3040540 0 3040540 3040540 11 % 16/02/2021
Oleg Nodelman United States 0 3040540 0 3040540 3040540 11 % 16/02/2021
EcoR1 Capital Fund Qualified, L.P. Delaware 0 2573254 0 2573254 2573254 11 % 16/02/2021
Philip D. Dreyfuss 0 5514887 0 0 5514887 9.9 % 12/02/2021
Farallon Capital Institutional Partners, L.P. 0 1187353 0 0 1187353 2.2 % 12/02/2021
Farallon Capital Institutional Partners III, L.P. 0 132065 0 0 132065 0.2 % 12/02/2021
Michael B. Fisch 0 5514887 0 0 5514887 9.9 % 12/02/2021
Andrew J. M. Spokes 0 5514887 0 0 5514887 9.9 % 12/02/2021
Farallon Capital Institutional Partners, L.P. 0 1187353 0 0 1187353 2.2 % 12/02/2021
Farallon Capital Institutional Partners II, L.P. 0 204530 0 0 204530 0.4 % 12/02/2021
Michael B. Fisch 0 5514887 0 0 5514887 9.9 % 12/02/2021
Richard B. Fried 0 5514887 0 0 5514887 9.9 % 12/02/2021
David T. Kim 0 5514887 0 0 5514887 9.9 % 12/02/2021
Michael G. Linn 0 5514887 0 0 5514887 9.9 % 12/02/2021
Rajiv A. Patel 0 5514887 0 0 5514887 9.9 % 12/02/2021
Thomas G. Roberts, Jr. 0 5514887 0 0 5514887 9.9 % 12/02/2021
William Seybold 0 5514887 0 0 5514887 9.9 % 12/02/2021
Andrew J. M. Spokes 0 5514887 0 0 5514887 9.9 % 12/02/2021
John R. Warren 0 5514887 0 0 5514887 9.9 % 12/02/2021
Mark C. Wehrly 0 5514887 0 0 5514887 9.9 % 12/02/2021
Farallon Capital Partners, L.P. 0 1175284 0 0 1175284 2.2 % 12/02/2021
Four Crossings Institutional Partners V, L.P. 0 179668 0 0 179668 0.3 % 12/02/2021
Farallon Capital Offshore Investors II, L.P. 0 2338195 0 0 2338195 4.3 % 12/02/2021
Farallon Partners, L.L.C. 0 5316619 0 0 5316619 9.6 % 12/02/2021
Farallon Institutional (GP) V, L.L.C. 0 179668 0 0 179668 0.3 % 12/02/2021
David T. Kim 0 5514887 0 0 5514887 9.9 % 12/02/2021
Michael G. Linn 0 5514887 0 0 5514887 9.9 % 12/02/2021
Farallon Capital Institutional Partners II, L.P. 0 204530 0 0 204530 0.4 % 12/02/2021
Farallon Capital (AM) Investors, L.P. 0 99525 0 0 99525 0.2 % 12/02/2021
Farallon Capital F5 Master I, L.P. 0 198268 0 0 198268 0.4 % 12/02/2021
Philip D. Dreyfuss 0 5514887 0 0 5514887 9.9 % 12/02/2021
Richard B. Fried 0 5514887 0 0 5514887 9.9 % 12/02/2021
Rajiv A. Patel 0 5514887 0 0 5514887 9.9 % 12/02/2021
Mark C. Wehrly 0 5514887 0 0 5514887 9.9 % 12/02/2021
Farallon Capital Institutional Partners III, L.P. 0 132065 0 0 132065 0.2 % 12/02/2021
Four Crossings Institutional Partners V, L.P. 0 179668 0 0 179668 0.3 % 12/02/2021
Farallon Capital Offshore Investors II, L.P. 0 2338195 0 0 2338195 4.3 % 12/02/2021
Farallon Capital (AM) Investors, L.P. 0 99525 0 0 99525 0.2 % 12/02/2021
Farallon Capital F5 Master I, L.P. 0 198268 0 0 198268 0.4 % 12/02/2021
Farallon Partners, L.L.C. 0 5316619 0 0 5316619 9.6 % 12/02/2021
Farallon Institutional (GP) V, L.L.C. 0 179668 0 0 179668 0.3 % 12/02/2021
Farallon F5 (GP), L.L.C. 0 198268 0 0 198268 0.4 % 12/02/2021
Farallon F5 (GP), L.L.C. 0 198268 0 0 198268 0.4 % 12/02/2021
Thomas G. Roberts, Jr. 0 5514887 0 0 5514887 9.9 % 12/02/2021
William Seybold 0 5514887 0 0 5514887 9.9 % 12/02/2021
John R. Warren 0 5514887 0 0 5514887 9.9 % 12/02/2021
Farallon Capital Partners, L.P. 0 1175284 0 0 1175284 2.2 % 12/02/2021
EcoR1 Capital Fund Qualified, L.P. Delaware 0 2573254 0 2573254 2573254 11 % 12/02/2021
Oleg Nodelman United States 0 3040540 0 3040540 3040540 11 % 12/02/2021
EcoR1 Capital, LLC Delaware 0 3040540 0 3040540 3040540 11 % 12/02/2021
(1) BlackRock, Inc. Delaware 2967238 0 3010030 0 3010030 5.6 % 02/02/2021
(1) BlackRock, Inc. Delaware 2268620 0 2299123 0 2299123 4.5 % 09/04/2020
Dr. Jeffrey R. Jay, M.D. USA 0 0 0 0 0 0 % 14/02/2020
Great Point Partners, LLC USA 0 0 0 0 0 0 % 14/02/2020
Mr. David Kroin USA 0 0 0 0 0 0 % 14/02/2020
Consonance Capital Opportunity Fund Management LP Delaware, USA 0 0 0 0 0 0 % 14/02/2020
Consonance Capman GP LLC Delaware, USA 0 0 0 0 0 0 % 14/02/2020
Mitchell Blutt USA 0 0 0 0 0 0 % 14/02/2020
Consonance Capital Management LP Delaware, USA 0 0 0 0 0 0 % 14/02/2020
Altium Capital Management, LP Delaware, United States of America 0 0 0 0 0 0 % 14/02/2020
Altium Growth Fund, LP Delaware, United States of America 0 0 0 0 0 0 % 14/02/2020
Altium Growth GP, LLC Delaware, United States of America 0 0 0 0 0 0 % 14/02/2020
Richard B. Fried 0 5101588 0 0 5101588 9.9 % 14/02/2020
Thomas G. Roberts, Jr. 0 5101588 0 0 5101588 9.9 % 14/02/2020
Mark C. Wehrly 0 5101588 0 0 5101588 9.9 % 14/02/2020
John R. Warren 0 5101588 0 0 5101588 9.9 % 14/02/2020
Rajiv A. Patel 0 5101588 0 0 5101588 9.9 % 14/02/2020
David T. Kim 0 5101588 0 0 5101588 9.9 % 14/02/2020
Michael B. Fisch 0 5101588 0 0 5101588 9.9 % 14/02/2020
Philip D. Dreyfuss 0 5101588 0 0 5101588 9.9 % 14/02/2020
Farallon F5 (GP), L.L.C. 0 183928 0 0 183928 0.4 % 14/02/2020
Farallon Institutional (GP) V, L.L.C. 0 167100 0 0 167100 0.3 % 14/02/2020
William Seybold 0 5101588 0 0 5101588 9.9 % 14/02/2020
Rajiv A. Patel 0 5101588 0 0 5101588 9.9 % 14/02/2020
Michael G. Linn 0 5101588 0 0 5101588 9.9 % 14/02/2020
David T. Kim 0 5101588 0 0 5101588 9.9 % 14/02/2020
Michael B. Fisch 0 5101588 0 0 5101588 9.9 % 14/02/2020
Philip D. Dreyfuss 0 5101588 0 0 5101588 9.9 % 14/02/2020
Farallon F5 (GP), L.L.C. 0 183928 0 0 183928 0.4 % 14/02/2020
Farallon Institutional (GP) V, L.L.C. 0 167100 0 0 167100 0.3 % 14/02/2020
Farallon Partners, L.L.C. 0 4917660 0 0 4917660 9.6 % 14/02/2020
Farallon Capital F5 Master I, L.P. 0 183928 0 0 183928 0.4 % 14/02/2020
Farallon Capital Offshore Investors II, L.P. 0 2161438 0 0 2161438 4.3 % 14/02/2020
Four Crossings Institutional Partners V, L.P. 0 167100 0 0 167100 0.3 % 14/02/2020
William Seybold 0 5101588 0 0 5101588 9.9 % 14/02/2020
Farallon Capital Partners, L.P. 0 1084466 0 0 1084466 2.1 % 14/02/2020
Farallon Capital Institutional Partners, L.P. 0 1099948 0 0 1099948 2.2 % 14/02/2020
Farallon Capital F5 Master I, L.P. 0 183928 0 0 183928 0.4 % 14/02/2020
Farallon Partners, L.L.C. 0 4917660 0 0 4917660 9.6 % 14/02/2020
Richard B. Fried 0 5101588 0 0 5101588 9.9 % 14/02/2020
Michael G. Linn 0 5101588 0 0 5101588 9.9 % 14/02/2020
Thomas G. Roberts, Jr. 0 5101588 0 0 5101588 9.9 % 14/02/2020
Monica R. Landry [See Item 2.] 0 0 0 0 0 0 % 14/02/2020
Farallon Capital (AM) Investors, L.P. 0 91187 0 0 91187 0.2 % 14/02/2020
Farallon Capital Offshore Investors II, L.P. 0 2161438 0 0 2161438 4.3 % 14/02/2020
Four Crossings Institutional Partners V, L.P. 0 167100 0 0 167100 0.3 % 14/02/2020
Farallon Capital Institutional Partners III, L.P. 0 123614 0 0 123614 0.2 % 14/02/2020
Farallon Capital Institutional Partners II, L.P. 0 189907 0 0 189907 0.4 % 14/02/2020
Andrew J. M. Spokes 0 5101588 0 0 5101588 9.9 % 14/02/2020
Andrew J. M. Spokes 0 5101588 0 0 5101588 9.9 % 14/02/2020
John R. Warren 0 5101588 0 0 5101588 9.9 % 14/02/2020
Mark C. Wehrly 0 5101588 0 0 5101588 9.9 % 14/02/2020
Farallon Capital Partners, L.P. 0 1084466 0 0 1084466 2.1 % 14/02/2020
Farallon Capital Institutional Partners, L.P. 0 1099948 0 0 1099948 2.2 % 14/02/2020
Farallon Capital Institutional Partners II, L.P. 0 189907 0 0 189907 0.4 % 14/02/2020
Farallon Capital Institutional Partners III, L.P. 0 123614 0 0 123614 0.2 % 14/02/2020
Farallon Capital (AM) Investors, L.P. 0 91187 0 0 91187 0.2 % 14/02/2020
Monica R. Landry [See Item 2.] 0 0 0 0 0 0 % 14/02/2020
(1) BlackRock, Inc. Delaware 2236335 0 2270620 0 2270620 5.5 % 06/02/2020
Oleg Nodelman Delaware 0 4473204 0 4473204 4473204 11 % 06/01/2020
EcoR1 Capital Fund Qualified, L.P. Delaware 0 3717223 0 3717223 3717223 11 % 06/01/2020
EcoR1 Capital, LLC Delaware 0 4473204 0 4473204 4473204 11 % 06/01/2020
Altium Capital Management, LP Delaware, United States of America 0 2368000 0 0 2368000 6.27 % 19/07/2019
Altium Growth GP, LLC Delaware, United States of America 0 2368000 0 0 2368000 6.27 % 19/07/2019
Altium Growth Fund, LP Delaware, United States of America 0 2368000 0 0 2368000 6.27 % 19/07/2019
Mitchell Blutt USA 0 3093690 0 0 3093690 8.82 % 14/02/2019
Consonance Capital Management LP Delaware, USA 0 2962059 0 0 2962059 8.44 % 14/02/2019
Consonance Capital Opportunity Fund Management LP Delaware, USA 0 131631 0 0 131631 0.38 % 14/02/2019
Consonance Capman GP LLC Delaware, USA 0 3093690 0 0 3093690 8.82 % 14/02/2019
(1) BlackRock, Inc. Delaware 2159938 0 2199980 0 2199980 6.3 % 07/02/2019
Mr. David Kroin USA 0 2243084 0 0 2243084 6.44 % 06/08/2018
Dr. Jeffrey R. Jay, M.D. USA 0 2243084 0 0 2243084 6.44 % 06/08/2018
Dr. Jeffrey R. Jay, M.D. USA 0 2243084 0 0 2243084 6.44 % 06/08/2018
Mr. David Kroin USA 0 2243084 0 0 2243084 6.44 % 06/08/2018
Great Point Partners, LLC USA 0 2243084 0 0 2243084 6.44 % 06/08/2018
Great Point Partners, LLC USA 0 2243084 0 0 2243084 6.44 % 06/08/2018
Farallon F5 (GP), L.L.C. Delaware 0 75026 0 0 75026 0.2 % 15/02/2018
Andrew J. M. Spokes United Kingdom 0 3000000 0 0 3000000 9.6 % 15/02/2018
Farallon Capital Management, L.L.C. [See Item 2] Delaware 0 0 0 0 0 0 % 15/02/2018
David T. Kim United States 0 3000000 0 0 3000000 9.6 % 15/02/2018
Richard B. Fried United States 0 3000000 0 0 3000000 9.6 % 15/02/2018
Farallon Capital F5 Master I, L.P. Cayman Islands 0 75026 0 0 75026 0.2 % 15/02/2018
Farallon Capital (AM) Investors, L.P. Delaware 0 52574 0 0 52574 0.2 % 15/02/2018
Farallon Capital Offshore Investors II, L.P. Cayman Islands 0 1253900 0 0 1253900 4 % 15/02/2018
Farallon Capital Institutional Partners V, L.P. Delaware 0 101100 0 0 101100 0.3 % 15/02/2018
Farallon Capital Institutional Partners III, L.P. Delaware 0 84400 0 0 84400 0.3 % 15/02/2018
Thomas G. Roberts, Jr. United States 0 3000000 0 0 3000000 9.6 % 15/02/2018
Farallon Capital Institutional Partners, L.P. California 0 647700 0 0 647700 2.1 % 15/02/2018
Farallon Capital Institutional Partners II, L.P. California 0 105000 0 0 105000 0.3 % 15/02/2018
William Seybold United Kingdom 0 3000000 0 0 3000000 9.6 % 15/02/2018
Mark C. Wehrly United States 0 3000000 0 0 3000000 9.6 % 15/02/2018
John R. Warren United States 0 3000000 0 0 3000000 9.6 % 15/02/2018
Ravi K. Paidipaty [See Item 2] United States 0 0 0 0 0 0 % 15/02/2018
Rajiv A. Patel United States 0 3000000 0 0 3000000 9.6 % 15/02/2018
Philip D. Dreyfuss United States 0 3000000 0 0 3000000 9.6 % 15/02/2018
Farallon Capital Partners, L.P. California 0 680300 0 0 680300 2.2 % 15/02/2018
Monica R. Landry United States 0 3000000 0 0 3000000 9.6 % 15/02/2018
Farallon Institutional (GP) V, L.L.C. Delaware 0 101100 0 0 101100 0.3 % 15/02/2018
Farallon Partners, L.L.C. Delaware 0 2924974 0 0 2924974 9.4 % 15/02/2018
Michael G. Linn United States 0 3000000 0 0 3000000 9.6 % 15/02/2018
Michael B. Fisch United States 0 3000000 0 0 3000000 9.6 % 15/02/2018
Consonance Capital Management LP Delaware, USA 0 2594310 0 0 2594310 8.51 % 14/02/2018
Consonance Capman GP LLC Delaware, USA 0 2756012 0 0 2756012 9.04 % 14/02/2018
Consonance Capital Opportunity Fund Management LP Delaware, USA 0 161702 0 0 161702 0.53 % 14/02/2018
Mitchell Blutt USA 0 2756012 0 0 2756012 9.04 % 14/02/2018
Gabelli Funds, LLC Cayman Islands 0 3047019 0 3047019 335500 5.51 % 04/01/2018
Ravi K. Paidipaty United States 0 2225000 0 0 2225000 9.5 % 12/06/2017
Andrew J. M. Spokes United Kingdom 0 2225000 0 0 2225000 9.5 % 12/06/2017
John R. Warren United States 0 2225000 0 0 2225000 9.5 % 12/06/2017
Mark C. Wehrly United States 0 2225000 0 0 2225000 9.5 % 12/06/2017
Richard B. Fried United States 0 2225000 0 0 2225000 9.5 % 12/06/2017
Thomas G. Roberts, Jr. United States 0 2225000 0 0 2225000 9.5 % 12/06/2017
William Seybold United Kingdom 0 2225000 0 0 2225000 9.5 % 12/06/2017
David T. Kim United States 0 2225000 0 0 2225000 9.5 % 12/06/2017
Farallon Capital Partners, L.P. California 0 511700 0 0 511700 2.2 % 12/06/2017
Farallon Capital Institutional Partners, L.P. California 0 461700 0 0 461700 2 % 12/06/2017
Farallon Capital Institutional Partners II, L.P. California 0 77900 0 0 77900 0.3 % 12/06/2017
Farallon Capital Institutional Partners III, L.P. Delaware 0 61200 0 0 61200 0.3 % 12/06/2017
Farallon Capital Institutional Partners V, L.P. Delaware 0 77900 0 0 77900 0.3 % 12/06/2017
Farallon Capital Offshore Investors II, L.P. Cayman Islands 0 906700 0 0 906700 3.9 % 12/06/2017
Farallon Capital (AM) Investors, L.P. Delaware 0 38974 0 0 38974 0.2 % 12/06/2017
Farallon Capital F5 Master I, L.P. Cayman Islands 0 55626 0 0 55626 0.2 % 12/06/2017
Farallon Capital Management, L.L.C. Delaware 0 33300 0 0 33300 0.1 % 12/06/2017
Farallon Partners, L.L.C. Delaware 0 2136074 0 0 2136074 9.1 % 12/06/2017
Farallon Institutional (GP) V, L.L.C. Delaware 0 77900 0 0 77900 0.3 % 12/06/2017
Farallon F5 (GP), L.L.C. Delaware 0 55626 0 0 55626 0.2 % 12/06/2017
Philip D. Dreyfuss United States 0 2225000 0 0 2225000 9.5 % 12/06/2017
Michael B. Fisch United States 0 2225000 0 0 2225000 9.5 % 12/06/2017
Monica R. Landry United States 0 2225000 0 0 2225000 9.5 % 12/06/2017
Michael G. Linn United States 0 2225000 0 0 2225000 9.5 % 12/06/2017
Rajiv A. Patel United States 0 2225000 0 0 2225000 9.5 % 12/06/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 12887614 0 12887614 12887614 6.69 % 12/02/2016
Southeastern Asset Management, Inc. Delaware 4 4 4 4 2252900 4.5 % 09/02/2016
JCP Investment Partnership, LP Delaware 4 4 4 4 258548 7.2 % 04/02/2015
Deerfield Special Situations Fund, L.P. Delaware 0 2093309 0 0 2093309 2.01 % 14/02/2014
James E. Flynn United States 0 3934999 0 0 3934999 3.74 % 14/02/2014
Deerfield Mgmt, L.P. Delaware 0 3934999 0 0 3934999 3.74 % 14/02/2014
Deerfield Special Situations International Master Fund, L.P. British Virgin Islands 0 1841690 0 0 1841690 1.77 % 14/02/2014
Deerfield Management Company, L.P. Delaware 0 3934999 0 0 3934999 3.74 % 14/02/2014
Great Point Partners, LLC USA 0 41949341 0 41949341 4194934 3.97 % 14/02/2014
Dr. Jeffrey R. Jay, M.D. USA 0 8700000 0 8700000 8700000 8.77 % 24/06/2013
Mr. David Kroin USA 0 8700000 0 8700000 8700000 8.77 % 24/06/2013
Great Point Partners, LLC USA 0 8700000 0 8700000 8700000 8.77 % 24/06/2013
Deerfield Management Company, L.P. Delaware 0 5981800 0 0 5981800 6.09 % 21/06/2013
Deerfield Special Situations Fund, L.P. Delaware 0 3260081 0 0 3260081 3.35 % 21/06/2013
Deerfield Mgmt, L.P. Delaware 0 5981800 0 0 5981800 6.09 % 21/06/2013
James E. Flynn United States 0 5981800 0 0 5981800 6.09 % 21/06/2013
Deerfield Special Situations International Master Fund, L.P. British Virgin Islands 0 2721719 0 0 2721719 2.8 % 21/06/2013
Edward C. Johnson 3d Delaware 0 0 1006758 0 1006758 2.103 % 10/01/2013
FMR LLC Delaware 0 0 1006758 0 1006758 2.103 % 10/01/2013
Gabelli Funds, LLC 00 2 0 406303 3506706 3.45 % 10/07/2012
ACM Capital Partners, LLC Delaware USA 0 1001238 0 1001238 1001238 2.1 % 03/04/2012
Jay Venkatesan Delaware USA 0 1001238 0 1001238 1001238 2.1 % 03/04/2012
Ayer Capital Management, LP Delaware USA 0 1001238 0 1001238 1001238 2.1 % 03/04/2012
RA Capital Management, LLC Massachusetts 0 0 0 0 0 0 % 14/02/2012
Peter Kolchinsky United States 0 0 0 0 0 0 % 14/02/2012
RA Capital Healthcare Fund, L.P. Delaware 0 0 0 0 0 0 % 14/02/2012
TANG CAPITAL MANAGEMENT, LLC DELAWARE 0 591250 0 591250 591250 1.2 % 14/02/2012
TANG CAPITAL PARTNERS, LP DELAWARE 0 591250 0 591250 591250 1.2 % 14/02/2012
KEVIN C. TANG UNITED STATES 0 591250 0 591250 591250 1.2 % 14/02/2012
Edward C. Johnson 3d United States of America 0 0 4867110 0 4867110 9.992 % 14/02/2012
FMR LLC Delaware 0 0 4867110 0 4867110 9.992 % 14/02/2012
Advisors, LLC Delaware 0 2408734 0 2408734 2408734 4.9 % 13/02/2012
Kopin Delaware 0 2408734 0 2408734 2408734 4.9 % 13/02/2012
Ayer Capital Management, LP Delaware USA 0 2500000 0 2500000 2500000 5.24 % 21/11/2011
2. Delaware 0 1805300 0 1805300 10 12 % 21/11/2011
2. Delaware 0 1805300 0 1805300 10 12 % 21/11/2011
(1) BlackRock, Inc. Delaware 143436 0 143436 0 143436 0.54 % 09/09/2011
(1) BlackRock, Inc. Delaware 2910662 0 2910662 0 2910662 11 % 08/08/2011
Kolchinsky Massachusetts 2365000 0 2365000 0 2365000 9.9 % 19/01/2011
Capital Management, LLC Massachusetts 2365000 0 2365000 0 2365000 9.9 % 19/01/2011
Capital Healthcare Fund, L.P. Massachusetts 1182500 0 1182500 0 1182500 5 % 19/01/2011
TANG CAPITAL MANAGEMENT, LLC DELAWARE 0 2229085 0 2229085 2229085 9.42 % 18/01/2011
TANG CAPITAL PARTNERS, LP DELAWARE 0 2229085 0 2229085 2229085 9.42 % 18/01/2011
KEVIN C. TANG UNITED STATES 0 2229085 0 2229085 2229085 9.42 % 18/01/2011
Hartz Capital, Inc. State of New Jersey 0 0 0 0 0 0 % 02/06/2010
Capital Investments, LLC of New Jersey 1352753 0 1352753 0 1352753 13.1 % 02/06/2010
Capital, Inc. of New Jersey 1352753 0 1352753 0 1352753 13.1 % 02/06/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District